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625 lines
22 KiB
Markdown
625 lines
22 KiB
Markdown
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# Checking Go Package API Compatibility
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The `apidiff` tool in this directory determines whether two versions of the same
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package are compatible. The goal is to help the developer make an informed
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choice of semantic version after they have changed the code of their module.
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`apidiff` reports two kinds of changes: incompatible ones, which require
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incrementing the major part of the semantic version, and compatible ones, which
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require a minor version increment. If no API changes are reported but there are
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code changes that could affect client code, then the patch version should
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be incremented.
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Because `apidiff` ignores package import paths, it may be used to display API
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differences between any two packages, not just different versions of the same
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package.
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The current version of `apidiff` compares only packages, not modules.
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## Compatibility Desiderata
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Any tool that checks compatibility can offer only an approximation. No tool can
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detect behavioral changes; and even if it could, whether a behavioral change is
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a breaking change or not depends on many factors, such as whether it closes a
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security hole or fixes a bug. Even a change that causes some code to fail to
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compile may not be considered a breaking change by the developers or their
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users. It may only affect code marked as experimental or unstable, for
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example, or the break may only manifest in unlikely cases.
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For a tool to be useful, its notion of compatibility must be relaxed enough to
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allow reasonable changes, like adding a field to a struct, but strict enough to
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catch significant breaking changes. A tool that is too lax will miss important
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incompatibilities, and users will stop trusting it; one that is too strict may
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generate so much noise that users will ignore it.
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To a first approximation, this tool reports a change as incompatible if it could
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cause client code to stop compiling. But `apidiff` ignores five ways in which
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code may fail to compile after a change. Three of them are mentioned in the
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[Go 1 Compatibility Guarantee](https://golang.org/doc/go1compat).
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### Unkeyed Struct Literals
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Code that uses an unkeyed struct literal would fail to compile if a field was
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added to the struct, making any such addition an incompatible change. An example:
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```
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// old
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type Point struct { X, Y int }
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// new
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type Point struct { X, Y, Z int }
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// client
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p := pkg.Point{1, 2} // fails in new because there are more fields than expressions
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```
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Here and below, we provide three snippets: the code in the old version of the
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package, the code in the new version, and the code written in a client of the package,
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which refers to it by the name `pkg`. The client code compiles against the old
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code but not the new.
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### Embedding and Shadowing
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Adding an exported field to a struct can break code that embeds that struct,
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because the newly added field may conflict with an identically named field
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at the same struct depth. A selector referring to the latter would become
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ambiguous and thus erroneous.
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```
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// old
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type Point struct { X, Y int }
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// new
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type Point struct { X, Y, Z int }
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// client
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type z struct { Z int }
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var v struct {
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pkg.Point
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z
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}
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_ = v.Z // fails in new
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```
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In the new version, the last line fails to compile because there are two embedded `Z`
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fields at the same depth, one from `z` and one from `pkg.Point`.
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### Using an Identical Type Externally
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If it is possible for client code to write a type expression representing the
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underlying type of a defined type in a package, then external code can use it in
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assignments involving the package type, making any change to that type incompatible.
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```
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// old
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type Point struct { X, Y int }
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// new
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type Point struct { X, Y, Z int }
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// client
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var p struct { X, Y int } = pkg.Point{} // fails in new because of Point's extra field
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```
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Here, the external code could have used the provided name `Point`, but chose not
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to. I'll have more to say about this and related examples later.
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### unsafe.Sizeof and Friends
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Since `unsafe.Sizeof`, `unsafe.Offsetof` and `unsafe.Alignof` are constant
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expressions, they can be used in an array type literal:
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```
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// old
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type S struct{ X int }
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// new
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type S struct{ X, y int }
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// client
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var a [unsafe.Sizeof(pkg.S{})]int = [8]int{} // fails in new because S's size is not 8
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```
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Use of these operations could make many changes to a type potentially incompatible.
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### Type Switches
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A package change that merges two different types (with same underlying type)
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into a single new type may break type switches in clients that refer to both
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original types:
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```
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// old
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type T1 int
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type T2 int
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// new
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type T1 int
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type T2 = T1
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// client
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switch x.(type) {
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case T1:
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case T2:
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} // fails with new because two cases have the same type
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```
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This sort of incompatibility is sufficiently esoteric to ignore; the tool allows
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merging types.
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## First Attempt at a Definition
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Our first attempt at defining compatibility captures the idea that all the
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exported names in the old package must have compatible equivalents in the new
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package.
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A new package is compatible with an old one if and only if:
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- For every exported package-level name in the old package, the same name is
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declared in the new at package level, and
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- the names denote the same kind of object (e.g. both are variables), and
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- the types of the objects are compatible.
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We will work out the details (and make some corrections) below, but it is clear
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already that we will need to determine what makes two types compatible. And
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whatever the definition of type compatibility, it's certainly true that if two
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types are the same, they are compatible. So we will need to decide what makes an
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old and new type the same. We will call this sameness relation _correspondence_.
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## Type Correspondence
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Go already has a definition of when two types are the same:
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[type identity](https://golang.org/ref/spec#Type_identity).
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But identity isn't adequate for our purpose: it says that two defined
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types are identical if they arise from the same definition, but it's unclear
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what "same" means when talking about two different packages (or two versions of
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a single package).
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The obvious change to the definition of identity is to require that old and new
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[defined types](https://golang.org/ref/spec#Type_definitions)
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have the same name instead. But that doesn't work either, for two
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reasons. First, type aliases can equate two defined types with different names:
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```
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// old
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type E int
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// new
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type t int
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type E = t
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```
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Second, an unexported type can be renamed:
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```
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// old
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type u1 int
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var V u1
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// new
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type u2 int
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var V u2
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```
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Here, even though `u1` and `u2` are unexported, their exported fields and
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methods are visible to clients, so they are part of the API. But since the name
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`u1` is not visible to clients, it can be changed compatibly. We say that `u1`
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and `u2` are _exposed_: a type is exposed if a client package can declare variables of that type.
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We will say that an old defined type _corresponds_ to a new one if they have the
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same name, or one can be renamed to the other without otherwise changing the
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API. In the first example above, old `E` and new `t` correspond. In the second,
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old `u1` and new `u2` correspond.
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Two or more old defined types can correspond to a single new type: we consider
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"merging" two types into one to be a compatible change. As mentioned above,
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code that uses both names in a type switch will fail, but we deliberately ignore
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this case. However, a single old type can correspond to only one new type.
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So far, we've explained what correspondence means for defined types. To extend
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the definition to all types, we parallel the language's definition of type
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identity. So, for instance, an old and a new slice type correspond if their
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element types correspond.
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## Definition of Compatibility
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We can now present the definition of compatibility used by `apidiff`.
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### Package Compatibility
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> A new package is compatible with an old one if:
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>1. Each exported name in the old package's scope also appears in the new
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>package's scope, and the object (constant, variable, function or type) denoted
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>by that name in the old package is compatible with the object denoted by the
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>name in the new package, and
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>2. For every exposed type that implements an exposed interface in the old package,
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> its corresponding type should implement the corresponding interface in the new package.
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>
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>Otherwise the packages are incompatible.
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As an aside, the tool also finds exported names in the new package that are not
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exported in the old, and marks them as compatible changes.
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Clause 2 is discussed further in "Whole-Package Compatibility."
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### Object Compatibility
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This section provides compatibility rules for constants, variables, functions
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and types.
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#### Constants
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>A new exported constant is compatible with an old one of the same name if and only if
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>1. Their types correspond, and
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>2. Their values are identical.
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It is tempting to allow changing a typed constant to an untyped one. That may
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seem harmless, but it can break code like this:
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```
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// old
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const C int64 = 1
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// new
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const C = 1
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// client
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var x = C // old type is int64, new is int
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var y int64 = x // fails with new: different types in assignment
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```
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A change to the value of a constant can break compatibility if the value is used
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in an array type:
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```
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// old
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const C = 1
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// new
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const C = 2
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// client
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var a [C]int = [1]int{} // fails with new because [2]int and [1]int are different types
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```
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Changes to constant values are rare, and determining whether they are compatible
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or not is better left to the user, so the tool reports them.
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#### Variables
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>A new exported variable is compatible with an old one of the same name if and
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>only if their types correspond.
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Correspondence doesn't look past names, so this rule does not prevent adding a
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field to `MyStruct` if the package declares `var V MyStruct`. It does, however, mean that
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```
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var V struct { X int }
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```
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is incompatible with
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```
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var V struct { X, Y int }
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```
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I discuss this at length below in the section "Compatibility, Types and Names."
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#### Functions
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>A new exported function or variable is compatible with an old function of the
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>same name if and only if their types (signatures) correspond.
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This rule captures the fact that, although many signature changes are compatible
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for all call sites, none are compatible for assignment:
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```
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var v func(int) = pkg.F
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```
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Here, `F` must be of type `func(int)` and not, for instance, `func(...int)` or `func(interface{})`.
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Note that the rule permits changing a function to a variable. This is a common
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practice, usually done for test stubbing, and cannot break any code at compile
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time.
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#### Exported Types
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> A new exported type is compatible with an old one if and only if their
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> names are the same and their types correspond.
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This rule seems far too strict. But, ignoring aliases for the moment, it demands only
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that the old and new _defined_ types correspond. Consider:
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```
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// old
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type T struct { X int }
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// new
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type T struct { X, Y int }
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```
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The addition of `Y` is a compatible change, because this rule does not require
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that the struct literals have to correspond, only that the defined types
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denoted by `T` must correspond. (Remember that correspondence stops at type
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names.)
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If one type is an alias that refers to the corresponding defined type, the
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situation is the same:
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```
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// old
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type T struct { X int }
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// new
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type u struct { X, Y int }
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type T = u
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```
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Here, the only requirement is that old `T` corresponds to new `u`, not that the
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struct types correspond. (We can't tell from this snippet that the old `T` and
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the new `u` do correspond; that depends on whether `u` replaces `T` throughout
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the API.)
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However, the following change is incompatible, because the names do not
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denote corresponding types:
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```
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// old
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type T = struct { X int }
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// new
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type T = struct { X, Y int }
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```
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### Type Literal Compatibility
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Only five kinds of types can differ compatibly: defined types, structs,
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interfaces, channels and numeric types. We only consider the compatibility of
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the last four when they are the underlying type of a defined type. See
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"Compatibility, Types and Names" for a rationale.
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We justify the compatibility rules by enumerating all the ways a type
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can be used, and by showing that the allowed changes cannot break any code that
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uses values of the type in those ways.
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Values of all types can be used in assignments (including argument passing and
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function return), but we do not require that old and new types are assignment
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compatible. That is because we assume that the old and new packages are never
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used together: any given binary will link in either the old package or the new.
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So in describing how a type can be used in the sections below, we omit
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assignment.
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Any type can also be used in a type assertion or conversion. The changes we allow
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below may affect the run-time behavior of these operations, but they cannot affect
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whether they compile. The only such breaking change would be to change
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the type `T` in an assertion `x.T` so that it no longer implements the interface
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type of `x`; but the rules for interfaces below disallow that.
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> A new type is compatible with an old one if and only if they correspond, or
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> one of the cases below applies.
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#### Defined Types
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Other than assignment, the only ways to use a defined type are to access its
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methods, or to make use of the properties of its underlying type. Rule 2 below
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covers the latter, and rules 3 and 4 cover the former.
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> A new defined type is compatible with an old one if and only if all of the
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> following hold:
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>1. They correspond.
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>2. Their underlying types are compatible.
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>3. The new exported value method set is a superset of the old.
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>4. The new exported pointer method set is a superset of the old.
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An exported method set is a method set with all unexported methods removed.
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When comparing methods of a method set, we require identical names and
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corresponding signatures.
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Removing an exported method is clearly a breaking change. But removing an
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unexported one (or changing its signature) can be breaking as well, if it
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results in the type no longer implementing an interface. See "Whole-Package
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Compatibility," below.
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#### Channels
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> A new channel type is compatible with an old one if
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> 1. The element types correspond, and
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> 2. Either the directions are the same, or the new type has no direction.
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Other than assignment, the only ways to use values of a channel type are to send
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and receive on them, to close them, and to use them as map keys. Changes to a
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channel type cannot cause code that closes a channel or uses it as a map key to
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fail to compile, so we need not consider those operations.
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Rule 1 ensures that any operations on the values sent or received will compile.
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Rule 2 captures the fact that any program that compiles with a directed channel
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must use either only sends, or only receives, so allowing the other operation
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by removing the channel direction cannot break any code.
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#### Interfaces
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> A new interface is compatible with an old one if and only if:
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> 1. The old interface does not have an unexported method, and it corresponds
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> to the new interfaces (i.e. they have the same method set), or
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> 2. The old interface has an unexported method and the new exported method set is a
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> superset of the old.
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Other than assignment, the only ways to use an interface are to implement it,
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embed it, or call one of its methods. (Interface values can also be used as map
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keys, but that cannot cause a compile-time error.)
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Certainly, removing an exported method from an interface could break a client
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call, so neither rule allows it.
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||
|
|
||
|
Rule 1 also disallows adding a method to an interface without an existing unexported
|
||
|
method. Such an interface can be implemented in client code. If adding a method
|
||
|
were allowed, a type that implements the old interface could fail to implement
|
||
|
the new one:
|
||
|
|
||
|
```
|
||
|
type I interface { M1() } // old
|
||
|
type I interface { M1(); M2() } // new
|
||
|
|
||
|
// client
|
||
|
type t struct{}
|
||
|
func (t) M1() {}
|
||
|
var i pkg.I = t{} // fails with new, because t lacks M2
|
||
|
```
|
||
|
|
||
|
Rule 2 is based on the observation that if an interface has an unexported
|
||
|
method, the only way a client can implement it is to embed it.
|
||
|
Adding a method is compatible in this case, because the embedding struct will
|
||
|
continue to implement the interface. Adding a method also cannot break any call
|
||
|
sites, since no program that compiles could have any such call sites.
|
||
|
|
||
|
#### Structs
|
||
|
|
||
|
> A new struct is compatible with an old one if all of the following hold:
|
||
|
> 1. The new set of top-level exported fields is a superset of the old.
|
||
|
> 2. The new set of _selectable_ exported fields is a superset of the old.
|
||
|
> 3. If the old struct is comparable, so is the new one.
|
||
|
|
||
|
The set of selectable exported fields is the set of exported fields `F`
|
||
|
such that `x.F` is a valid selector expression for a value `x` of the struct
|
||
|
type. `F` may be at the top level of the struct, or it may be a field of an
|
||
|
embedded struct.
|
||
|
|
||
|
Two fields are the same if they have the same name and corresponding types.
|
||
|
|
||
|
Other than assignment, there are only four ways to use a struct: write a struct
|
||
|
literal, select a field, use a value of the struct as a map key, or compare two
|
||
|
values for equality. The first clause ensures that struct literals compile; the
|
||
|
second, that selections compile; and the third, that equality expressions and
|
||
|
map index expressions compile.
|
||
|
|
||
|
#### Numeric Types
|
||
|
|
||
|
> A new numeric type is compatible with an old one if and only if they are
|
||
|
> both unsigned integers, both signed integers, both floats or both complex
|
||
|
> types, and the new one is at least as large as the old on both 32-bit and
|
||
|
> 64-bit architectures.
|
||
|
|
||
|
Other than in assignments, numeric types appear in arithmetic and comparison
|
||
|
expressions. Since all arithmetic operations but shifts (see below) require that
|
||
|
operand types be identical, and by assumption the old and new types underly
|
||
|
defined types (see "Compatibility, Types and Names," below), there is no way for
|
||
|
client code to write an arithmetic expression that compiles with operands of the
|
||
|
old type but not the new.
|
||
|
|
||
|
Numeric types can also appear in type switches and type assertions. Again, since
|
||
|
the old and new types underly defined types, type switches and type assertions
|
||
|
that compiled using the old defined type will continue to compile with the new
|
||
|
defined type.
|
||
|
|
||
|
Going from an unsigned to a signed integer type is an incompatible change for
|
||
|
the sole reason that only an unsigned type can appear as the right operand of a
|
||
|
shift. If this rule is relaxed, then changes from an unsigned type to a larger
|
||
|
signed type would be compatible. See [this
|
||
|
issue](https://github.com/golang/go/issues/19113).
|
||
|
|
||
|
Only integer types can be used in bitwise and shift operations, and for indexing
|
||
|
slices and arrays. That is why switching from an integer to a floating-point
|
||
|
type--even one that can represent all values of the integer type--is an
|
||
|
incompatible change.
|
||
|
|
||
|
|
||
|
Conversions from floating-point to complex types or vice versa are not permitted
|
||
|
(the predeclared functions real, imag, and complex must be used instead). To
|
||
|
prevent valid floating-point or complex conversions from becoming invalid,
|
||
|
changing a floating-point type to a complex type or vice versa is considered an
|
||
|
incompatible change.
|
||
|
|
||
|
Although conversions between any two integer types are valid, assigning a
|
||
|
constant value to a variable of integer type that is too small to represent the
|
||
|
constant is not permitted. That is why the only compatible changes are to
|
||
|
a new type whose values are a superset of the old. The requirement that the new
|
||
|
set of values must include the old on both 32-bit and 64-bit machines allows
|
||
|
conversions from `int32` to `int` and from `int` to `int64`, but not the other
|
||
|
direction; and similarly for `uint`.
|
||
|
|
||
|
Changing a type to or from `uintptr` is considered an incompatible change. Since
|
||
|
its size is not specified, there is no way to know whether the new type's values
|
||
|
are a superset of the old type's.
|
||
|
|
||
|
## Whole-Package Compatibility
|
||
|
|
||
|
Some changes that are compatible for a single type are not compatible when the
|
||
|
package is considered as a whole. For example, if you remove an unexported
|
||
|
method on a defined type, it may no longer implement an interface of the
|
||
|
package. This can break client code:
|
||
|
|
||
|
```
|
||
|
// old
|
||
|
type T int
|
||
|
func (T) m() {}
|
||
|
type I interface { m() }
|
||
|
|
||
|
// new
|
||
|
type T int // no method m anymore
|
||
|
|
||
|
// client
|
||
|
var i pkg.I = pkg.T{} // fails with new because T lacks m
|
||
|
```
|
||
|
|
||
|
Similarly, adding a method to an interface can cause defined types
|
||
|
in the package to stop implementing it.
|
||
|
|
||
|
The second clause in the definition for package compatibility handles these
|
||
|
cases. To repeat:
|
||
|
> 2. For every exposed type that implements an exposed interface in the old package,
|
||
|
> its corresponding type should implement the corresponding interface in the new package.
|
||
|
Recall that a type is exposed if it is part of the package's API, even if it is
|
||
|
unexported.
|
||
|
|
||
|
Other incompatibilities that involve more than one type in the package can arise
|
||
|
whenever two types with identical underlying types exist in the old or new
|
||
|
package. Here, a change "splits" an identical underlying type into two, breaking
|
||
|
conversions:
|
||
|
|
||
|
```
|
||
|
// old
|
||
|
type B struct { X int }
|
||
|
type C struct { X int }
|
||
|
|
||
|
// new
|
||
|
type B struct { X int }
|
||
|
type C struct { X, Y int }
|
||
|
|
||
|
// client
|
||
|
var b B
|
||
|
_ = C(b) // fails with new: cannot convert B to C
|
||
|
```
|
||
|
Finally, changes that are compatible for the package in which they occur can
|
||
|
break downstream packages. That can happen even if they involve unexported
|
||
|
methods, thanks to embedding.
|
||
|
|
||
|
The definitions given here don't account for these sorts of problems.
|
||
|
|
||
|
|
||
|
## Compatibility, Types and Names
|
||
|
|
||
|
The above definitions state that the only types that can differ compatibly are
|
||
|
defined types and the types that underly them. Changes to other type literals
|
||
|
are considered incompatible. For instance, it is considered an incompatible
|
||
|
change to add a field to the struct in this variable declaration:
|
||
|
|
||
|
```
|
||
|
var V struct { X int }
|
||
|
```
|
||
|
or this alias definition:
|
||
|
```
|
||
|
type T = struct { X int }
|
||
|
```
|
||
|
|
||
|
We make this choice to keep the definition of compatibility (relatively) simple.
|
||
|
A more precise definition could, for instance, distinguish between
|
||
|
|
||
|
```
|
||
|
func F(struct { X int })
|
||
|
```
|
||
|
where any changes to the struct are incompatible, and
|
||
|
|
||
|
```
|
||
|
func F(struct { X, u int })
|
||
|
```
|
||
|
where adding a field is compatible (since clients cannot write the signature,
|
||
|
and thus cannot assign `F` to a variable of the signature type). The definition
|
||
|
should then also allow other function signature changes that only require
|
||
|
call-site compatibility, like
|
||
|
|
||
|
```
|
||
|
func F(struct { X, u int }, ...int)
|
||
|
```
|
||
|
The result would be a much more complex definition with little benefit, since
|
||
|
the examples in this section rarely arise in practice.
|